0001140361-14-037118.txt : 20141002 0001140361-14-037118.hdr.sgml : 20141002 20141002170016 ACCESSION NUMBER: 0001140361-14-037118 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141002 DATE AS OF CHANGE: 20141002 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ENCORE WIRE CORP CENTRAL INDEX KEY: 0000850460 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 752274963 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45543 FILM NUMBER: 141137275 BUSINESS ADDRESS: STREET 1: 1329 MILLWOOD RD CITY: MCKINNEY STATE: TX ZIP: 75069 BUSINESS PHONE: 972-562-9473 MAIL ADDRESS: STREET 1: 1329 MILLWOOD RD CITY: MCKINNEY STATE: TX ZIP: 75069 FORMER COMPANY: FORMER CONFORMED NAME: ENCORE WIRE CORP /DE/ DATE OF NAME CHANGE: 19940420 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SOUTHWEST CORP CENTRAL INDEX KEY: 0000017313 IRS NUMBER: 751072796 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 12900 PRESTON RD STE 700 CITY: DALLAS STATE: TX ZIP: 75230 BUSINESS PHONE: 9722338242 MAIL ADDRESS: STREET 1: 12900 PRESTON RD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75230 SC 13D/A 1 formsc13da.htm CAPITAL SOUTHWEST CORP SC 13D A NO 6 9-26-2014 (ENCORE WIRE CORP)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

SCHEDULE 13D/A
Amendment No. 6

Under the Securities Exchange Act of 1934

Encore Wire Corporation
(Name of Issuer)
 
Common Stock
(Title of Class of Securities)
 
292562105
(CUSIP Number)

Joseph B. Armes
Chairman of the Board
President and Chief Executive Officer

Capital Southwest Corporation
5400 Lyndon B. Johnson Freeway, Suite 1300
Dallas, Texas 75240

(972) 233-8242
(Name, Address and Telephone Number of Person Authorized to Receive Notice and Communications)
 
9/26/2014
(Date of Event which Requires Filing of Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

Note:  Schedules filed in paper format shall include a signed original and five copies of the Schedule, including all exhibits.  See § 240.13d-7(b) for other parties to whom copies are to be sent.

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
CUSIP NO.   292562105
 
13D
 
Page 2 of 4 Pages
 
         
1.
 
NAME OF REPORTING PERSONS (1)
Capital Southwest Corporation
 
 
2.
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a)    ¨
(b)    ¨
 
 
3.
 
SEC USE ONLY
  
 
 
4.
 
SOURCE OF FUNDS (see instructions)
 
WC/AF
 
 
5.
 
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)     ¨
 
Not Applicable
 
 
6.
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Texas
 
 
 
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
 
7.
 
SOLE VOTING POWER
 
1,026,337
 
8.
 
SHARED VOTING POWER
 
 0
 
9.
 
SOLE DISPOSITIVE POWER
 
1,026,337
 
10.
 
SHARED DISPOSITIVE POWER
 
 0
 
 
 
 
 
11.
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,026,337
 
 
12.
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(see instructions)    ¨
 
 
13.
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.95%
 
 
14.
 
TYPE OF REPORTING PERSON (see instructions)
CO
 
 
 
This Amendment No. 6 ("Amendment No. 6") amends Amendment No. 5 to Schedule 13D filed on September 30, 2014 (the "Prior Filing").  The Prior Filing inadvertently omitted information under Item 5(c).  Amendment 6 amends Item 5(c) of the Prior Filing in its entirety.

Item 5. Interest in Securities of Issuer

(c) The transactions effected by CSWC during the 60 days prior to September 26, 2014 are set forth below.

Date of Sale
 
Amount of Common
Stock Sold
 
Weighted Average
Price (1)
 
Per Share Price Range
9/12/14
 
8,963
 
$41.4322
 
$41.07-$41.72
9/15/14
 
5,058
 
$41.2502
 
$41.00-$41.55
9/16/14
 
9,004
 
$41.0428
 
$40.68-$41.25
9/17/14
 
36,305
 
$40.7795
 
$40.25-$41.10
9/18/14
 
30,694
 
$40.4731
 
$40.10-$40.86
9/19/14
 
8,564
 
$40.1363
 
$40.00-$40.48
9/19/14
 
40,727
 
$39.1654
 
$39.00-$39.86
9/22/14
 
28,250
 
$39.0111
 
$39.00-$39.17
9/23/14
 
2,867
 
$38.7668
 
$38.61-$38.85
9/24/14
 
29,773
 
$38.4299
 
$38.09-$38.61
9/25/14
 
5,360
 
$38.0525
 
$38.00-$38.28
9/26/14
 
680
 
$38.0507
 
$38.00-$38.07
9/26/14
 
79,918
 
$37.3752
 
$37.00-$37.76

(1)  The prices disclosed in this column are weighted average prices.  Upon request, Capital Southwest Corporation undertakes to provide the staff of the Securities and Exchange Commission full information regarding the number of shares sold at each separate price.

SIGNATURES

The undersigned hereby certifies after reasonable inquiry, that to the best of his/her knowledge and belief, the information set forth in this statement is true, complete and correct.

Dated:  October 2, 2014

 
CAPITAL SOUTHWEST CORPORATION
 
 
 
 
By:
/s/ Joseph B. Armes
 
 
Joseph B. Armes
 
 
Chairman of the Board
 
 
President and Chief Executive Officer